Nex Systems
Person

Jeffrey Alan Blutstein

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/03/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057785901 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Jeffrey Alan Blutstein, Respondent General Securities Representative CRD No. 1398688 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jeffrey Alan Blutstein, submit this Letter of Acceptance. Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2018057785901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1398688

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