Nex Systems
Person

ABRAHAM SCHILLER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/24/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Disciplinary Proceeding Complainant, No. C07040080 v. Hearing Officer-Andrew H. Perkins ABRAHAM SCHILLER (CRD No. 2375377), DEFAULT DECISION January 24, 2005 Respondent. Respondent misappropriated funds, in violation of NASD Conduct Rule 2110, and failed to respond to a written request for information, in violation of NASD Conduct Rule 2110 and NASD Procedural Rule 8210. The Respondent is barred from association with any member firm

    Reference C07040080data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2375377

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