Nex Systems
Person

MICHAEL DEREK WEIHRAUCH

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/06/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO 2006005917201 To: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") Re: Michael Derek Weihrauch Investment Company/Variable Contracts Representative CRD #3202712 Pursuant to Rule 9216 of FINRA Code of Procedure, Michael Weihrauch ("Weihrauch" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2006005917201finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number3202712

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