Nex Systems
Person

Steven Pagartanis

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/13/2018: FINANCIAL INDUSTRY REGULATROY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20180576592-01 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Steven Pagartanis, Respondent Investment Company and Variable Contracts Products Representative CRD No. 1958879 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Steven Pagartanis (“Pagartanis” or “Respondent”), submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the

    Reference 2018057659201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1958879

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