JAMES LANDON YARBROUGH

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/20/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JAMES LANDON YARBROUGH (CRD No. 703889), Respondent. Disciplinary Proceeding No. 2010022751101 Hearing Officer - LBB DEFAULT DECISION Date: January 20, 2012 James Landon Yarbrough is barred from associating with any FINRA member firm in any capacity for borrowing money from a customer, in violation of NASD Rule 2370 and FINRA Rule 2010; and for failing to appear at an on-the-record interview, in
Reference 2010022751101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	703889

Other names1

Also known as1

JAMES YARBROUGH

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