Jonathan Walter Way
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/29/2023: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076025501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jonathan Walter Way (Respondent) Former General Securities Representative CRD No. 1126849 Pursuant to FINRA Rule 9216, Respondent Jonathan Walter Way submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2022076025501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1126849 |
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