Nex Systems
Person

Harris Kausar

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/13/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022073741702 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Harris Kausar (Respondent) Former Associated Person CRD No. 7262411 Pursuant to FINRA Rule 9216, Respondent submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2022073741702data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number7262411

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