SHAWN A. LINNEBORN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/26/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C9B050024 TO: Department of Enforcement NASD RE: Shawn A. Linneborn, Respondent CRD No, 3023329 Pursuant to Rule 9216 of NASD Code of Procedure, Shawn A, Linneborn ("Linneborn") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II
Reference C9B050024data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3023329

Other names1

Also known as1

SHAWN ALLEN LINNEBORN

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