ROBERT LOUIS ZINS
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/24/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005003107701 TO: Department of Enforcement NASD RE: Robert Zins, Respondent General Securities Representative CRD No. 2436090 Pursuant to Rule 9216 of NASD Code of Procedure, I, Robert Zins, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions
Reference 2005003107701data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2436090 |
Other names1
Also known as1
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