DARRIN M. MARION

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/11/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENTNO. 2007008359701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Darrin M. Marion, Respondent General Securities Representative CRD No. 3262749 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Darrin M. Marion ("Marion" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose
Reference 2007008359701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3262749

Other names1

Also known as1

DARRIN MICHAEL MARION

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