JEREMY GERALD TINTLE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/17/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITV OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, V. JEREMY GERALD TINTLE, (CRD No. 2817173) Respondent Disciplinary Proceeding No. 2010024623501 COMPLAINT The Department ofEnforcement alleges: SUMMARY 1. While associated with Morgan Keegan & Company, Inc., Jeremy Gerald Tintle participated in a private securities transaction without providing prior written notice to Morgan Keegan describing the proposed transaction and his
03/04/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, V. JEREMY GERALD TINTLE, (CRD No. 2817173) Respondent. Disciplinary Proceeding No. 2010024623501 Hearing Officer: RLP ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2010024623501 was filed on June 17, 2013, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Tintle submitted an Offer of Settlement
Reference 2010024623501data-portal.finra.org finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2817173

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