Nex Systems
Person

REGINALD M JONES

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/20/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. REGINALD M. JONES (CRD No. 4987482), RESPONDENT. DISCIPLINARY PROCEEDING No. 2007 008 2488 01 HEARING OFFICER SB ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2007 008 2488 01 was filed on October 11, 2007, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA"). ("Complainant"). Respondent Reginald M. Jones submitted an Offer of

    Reference 2007008248801finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number4987482

Other names1

Also known as1

REGINALD M. JONES

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