JOHN D MARTOSELLA

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/10/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080123433 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John Martosella, Respondent Financial Services Associate CRD No. 5313068 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the
Reference 2008012343301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5313068

Other names1

Also known as1

JOHN MARTOSELLA

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