JOSEPH ALPHONSE VITALE
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/21/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JOSEPH ALPHONSE VITALE (CRD No. 5223467), Respondent. Disciplinary Proceeding No. 2009017585202 Hearing Officer- MC DEFAULT DECISION September 21, 2011 Respondent Joseph Alphonse Vitale is barred from associating with any FINRA member firm in any capacity for failing to respond to requests for information issued to him pursuant to FINRA
Reference 2009017585202data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5223467 |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.