Vladimir Tingue

05/02/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. VLADIMIR TTNGUE (CRD No. 6332903), Respondent. Disciplinary Proceeding No. 2015045951302 Hearing Officer-KBW ORDER GRANTING MOTION FOR LEAVE TO WITHDRAW COMPLAINT AND LEAVE TO WITHDRAW MOTION FOR ENTRY OF DEFAULT DECISION The Department of Enforcement filed a joint motion for leave to withdraw the Complaint without prejudice, and to withdraw its related Motion for Entry of a Default Decision

Reference 2015045951302data-portal.finra.orgfinra.org

07/12/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, V. Vladimir Tingue (CRD No. 6332903), Respondent. DISCIPLINARY PROCEED1NG No. 2015045951303 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. During March 2015, while associated with J.P. Morgan Securities LLC ("JPM" or the "Firm") and employed by its affiliated bank (the "Bank"), Respondent, Vladimir Tingue, converted money from a Bank customer (the "Customer'') by issuing and

11/15/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. VLADIMIR TINGUE (CRD No. 6332903), Respondent. Disciplinary Proceeding No. 2015045951303 Hearing Officer-RES Date: November 15, 2017 DEFAULT DECISION For converting a customer’s money using an unauthorized ATM card he secretly created, Respondent is barred from associating with any FINRA member in any and all capacities and ordered to pay disgorgement of $120 plus

Reference 2015045951303data-portal.finra.orgfinra.orgdata-portal.finra.org