CLYDE A. BENNINGHOFF

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/18/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090194872-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Clyde A. Benninghoff, Respondent Registered Representative CRD No. 18463 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Clyde A. Benninghoff ("Benninghoff" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2009019487201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	18463

Other names1

Also known as1

CLYDE ALLEN BENNINGHOFF

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