SHAWN PETER BISHOP

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/22/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042331701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Shawn Peter Bishop, Respondent Investment Company Products/ Variable Contracts Representative CRD No.6262968 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Shawn Peter Bishop (Bishop), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing
Reference 2014042331701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6262968

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