Nex Systems
Person

KENNETH ANTHONY LUCCIONI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/09/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058975901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Kenneth Luccioni, Respondent Former General Securities Representative CRD No. 719779 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Kenneth Luccioni ("Respondent" or "Luccioni"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2018058975901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number719779

Other names1

Also known as1

Kenneth Luccioni

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