Nex Systems
Person

BRUCE PAGE BARBER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/05/2017: FINANCIAL INDUSTRY REGULATORY AUTHOR1TY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053346301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bruce Page Barber, Respondent Investment Company Products/Variable Contracts Representative CRD No. 3095959 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Bruce Page Barber ("Barber" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2017053346301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number3095959

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