HECTOR PEREZ

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/04/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, V. Jonah Engler (CRD No. 4216259), Brett Ian Friedberg (CRD No. 5012184), Jonathan Michael Sheklow (CRD No. 4906207), Joshua William Turney (CRD No. 4510219), Hector Perez, a/k/a Bruce Johnson (CRD No. 5431109), and Joseph Scott Schaffer (CRD No. 5114065), Respondents. DISCIPLINARY PROCEEDING No. 2010024522103. COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between December 2009
Reference 2010024522103data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5431109

Other names1

Also known as1

HECTOR PEREZ AKA BRUCE JOHNSON

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