STEPHEN MICHAEL MAZUREK JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/18/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20100217492 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Stephen Michael Mazurek, Jr., Respondent Registered Representative CRD No. 2044077 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Stephen Michael Mazurek, Jr. ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described
Reference 2010021749202data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2044077 |
Other names1
Also known as1
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