MADISON SLOAN TREWHITT, III
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/21/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074672801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Madison Sloan Trewhitt III (Respondent) Former General Securities Representative CRD No. 2008420 Pursuant to FINRA Rule 9216, Respondent Madison Sloan Trewhitt III submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2022074672801data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2008420 |
Other names1
Also known as1
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