SEAN P. KIMBLE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/09/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. SEAN P. KIMBLE (CRD No. 4598087), Respondent. Disciplinary Proceeding No. 2007007670001 Hearing Officer-SNB DEFAULT DECISION July 9, 2008 Respondent is barred from associating with any FINRA member in any capacity for engaging in check kiting, in violation of Rule 2110, and failing to respond to requests for information,
Reference 2007007670001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4598087

Other names1

Also known as1

SEAN PAUL KIMBLE

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