DAVID LEE CHEVIRON
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/03/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20100228317 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: David Lee Cheviron (CRD NO. 4031542) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, David Lee Cheviron ("Cheviron" or "Respondent"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the
Reference 2010022831701finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4031542 |
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