LELAND ANTHONY PATIN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/02/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. LELAND PATIN (CRD No. 1466597), Respondent. Disciplinary Proceeding No. 2006006789001 Hearing Officer - AWH DEFAULT DECISION June 2, 2008 Respondent is barred from associating with any FINRA member in any capacity for failing to appear and provide testimony, in violation of NASD Rules 8210 and 2110.
Reference 2006006789001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1466597

Other names1

Also known as1

LELAND PATIN

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