DARTANIAN VJ SANDERS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/11/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016052554301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA”) RE: Dartanian Sanders, Respondent Former Registered Representative CRD No. 3242448 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Dartanian Sanders (hereinafter, "Respondent') submit this Letter of Acceptance, Waiver and Consent (AWC") for the purpose
Reference 2016052554301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3242448

Other names1

Also known as1

Dartanian Sanders

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