Nex Systems
Person

JESSE GIL, III

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/16/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, V. JESSE GIL (CRD NO. 5188650), RESPONDENT. DISCIPLINARY PROCEEDING NO. 2016051814301 HEARING OFFICER - RES ORDER ACCEPTING OFFER OF SETTLEMENT Date: January 16, 2020 INTRODUCTION Disciplinary Proceeding No. 2016051814301 was filed on August 26, 2019, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or

    08/26/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant v. Jesse Gill (CRD No. 5188650), Respondent. Disciplinary Proceeding No. 2016051814301 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. In July and August 2016, while associated with a FINRA member firm, Jesse Gil ("Gil") converted approximately $2,500 from an 82-year-old widow and former bank customer

    Reference 2016051814301finra.orgdata-portal.finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number5188650

Other names1

Also known as1

Jesse Gil

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