Brandon Autiero
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/13/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022073741701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brandon Autiero (Respondent) Former General Securities Representative CRD No. 7331393 Pursuant to FINRA Rule 9216, Respondent Brandon Autiero submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2022073741701finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 7331393 |
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