Joia Evans
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/09/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020069007201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Joia Evans (Respondent) Former General Securities Representative CRD No. 6328012 Pursuant to FINRA Rule 9216, Respondent Joia Evans submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020069007201finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6328012 |
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