SEKOU MANSUR MCCLENDON
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/12/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005003508701 TO: Department of Enforcement NASD RE: Sekou Mansux McClendon, Respondent [General Securities Representative] [CRD No. 2960072] Pursuant to Rule 9216 of NASD Code of Procedure, Respondent Sekou Mansur McClendon ("McClendon" or "Respondent) submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged role violations described in Part II below. This AWC is submitted on the condition
Reference 2005003508701data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2960072 |
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