JOHN D. WOSOTOWSKY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/13/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010022803101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John D. Wosotowsky, Respondent General Securities Representative Investment Company Products/Variable Contracts Representative CRD No. 1274071 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged
Reference 2010022803101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1274071

Other names1

Also known as1

JOHN DANIEL WOSOTOWSKY

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