DEBBIE M. SALEH

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/05/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. DEBBIE M. SALEH, Also known as Debbie Saleh Rubinstein (CRD No. 2454630) Respondent. Disciplinary Proceeding No. 2005002169201 Hearing Officer - LBB ORDER ACCEPTING OFFER OF SETTLEMENT Date: August 5, 2009 INTRODUCTION Disciplinary Proceeding No. 2005002169201 was filed on April 30, 2009, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant).
04/30/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. DEBBIE M. SALEH, Also known as Debbie Saleh Rubinstein (CRD No. 2454630) Respondent. DISCIPLINARY PROCEEDING No. 2005002169201 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. This case involves a pattern of violations of NASD rules by Respondent Debbie M. Saleh during the period from October 2001 through December 2007 (the relevant period), arising from her activities as a registered
Reference 2005002169201data-portal.finra.org data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/05/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. DEBBIE M. SALEH, Also known as Debbie Saleh Rubinstein (CRD No. 2454630) Respondent. Disciplinary Proceeding No. 2005002169201 Hearing Officer - LBB ORDER ACCEPTING OFFER OF SETTLEMENT Date: August 5, 2009 INTRODUCTION Disciplinary Proceeding No. 2005002169201 was filed on April 30, 2009, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant).
04/30/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. DEBBIE M. SALEH, Also known as Debbie Saleh Rubinstein (CRD No. 2454630) Respondent. DISCIPLINARY PROCEEDING No. 2005002169201 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. This case involves a pattern of violations of NASD rules by Respondent Debbie M. Saleh during the period from October 2001 through December 2007 (the relevant period), arising from her activities as a registered
Reference 2005002169201data-portal.finra.org data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2454630

Other names2

Also known as2

DEBBIE SALEH RUBINSTEINDEBBIE MICHELLE SALEH

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