Nex Systems
Person

Rachel Lorenzo Tibbie

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/09/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019063869401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Rachel Lorenzo Tibbie, Respondent Former Associated Person CRD No. 6856785 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent, Rachel Lorenzo Tibbie submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019063869401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6856785

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