ANTHONY C. GRAY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/21/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015047279101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Anthony C. Gray, Respondent Former Registered Representative CRD No. 6094760 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described beIow. This AWC is submitted on the
Reference 2015047279101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6094760

Other names1

Also known as1

ANTHONY CLYDE GRAY

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