GREGORY R. MASCERI
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/18/2006: BEFORE THE NATIONAL ADJUDICATORY COUNCIL NASD In the Matter of Department of Enforcement, Complainant, vs. Gregory R. Masceri Rochester, NY, Respondent. DECISION Complaint No. C8A040079 Dated: December 18, 2006 Respondent forged signatures and provided NASD false information. Held, findings and sanctions affirmed. Appearances For Complainant: UnBo Chung, Esq., and Leo F. Orenstein, Esq., Department of Enforcement. For Respondent: M. David Sayid, Esq., Sayid and Associates, LLP. Decision 1. INTRODUCTION
Reference C8A040079finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 727672 |
Other names1
Also known as1
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