GRANT CHRISTOPHER BIRKLEY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/04/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067641401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Grant C. Birkley (Respondent) Former General Securities Representative CRD No. 2933533 Pursuant to FINRA Rule 9216, Respondent Grant C. Birkley submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020067641401finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2933533

Other names1

Also known as1

Grant C. Birkley

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