PETER TZAMALAS
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/09/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT TO: Department of Enforcement NASD RE: Peter Tzamalas, Respondent CRD No. 2347811 Pursuant to Rule 9216 of NASD Code of Procedure, Peter Tzamalas submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions against
Reference 2006006553601data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2347811 |
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