PATRICIA L. STRANDBERG

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/15/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. PATRICIA L. STRANDBERG (CRD No. 2010553), Respondent. Disciplinary Proceeding No. 2005001735001 Hearing Officer - AWH DEFAULT DECISION September 15, 2006 Formerly registered person failed to respond to Staff information requests, in violation of Procedural Rule 8210 and Conduct Rule 2110. Respondent barred from association with any member firm in any capacity.
Reference 2005001735001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2010553

Other names1

Also known as1

PATRICIA LOUISE STRANDBERG

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