LISA J LOWI

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/03/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016048424901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Lisa J. Lowi, Respondent Former Registered Representative CRD No. 1347790 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure,
Reference 2016048424901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1347790

Other names1

Also known as1

Lisa J. Lowi

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