JERROLD R. SEXTON

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/28/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO.20070085426 -02 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jerrold R. Sexton, Respondent General Securities Representative CRD No. 2764371 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, Jerrold R.
Reference 2007008542602data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/23/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009020014301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jerroid R. Sexton, Respondent General Securities Representative CRD No. 2764371 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2009020014301finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2764371

Other names1

Also known as1

JERROLD ROBIN SEXTON

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