Nex Systems
Person

JON EDWARD PIWOWARCZYK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/16/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011030288401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jon Edward Piwowarczyk (CRD 723254) Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Jon Edward Piwowarczyk ("Piwowarczyk" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This

    Reference 2011030288401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number723254

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