ANASTASIOS P. BELESIS

Financial crime

United States. Named in 3 sanctions listings.

Sanctions and listings3

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/09/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JOHN THOMAS FINANCIAL, INC. (CRD No. 40982), ANASTASIOS P. BELESIS (CRD No. 2707354), RONALD VINCENT CANTALUPO (CRD No. 3137208), JOSEPH LOUIS CASTELLANO (CRD No. 1158479), MICHELE ANN MISITI (CRD No. 1931272), and JOHN STEPHEN WARD (CRD No. 4118968), Respondents. Disciplinary Proceeding No. 20120334673-01 Hearing Officer-MC EXTENDED HEARING PANEL DECISION January 9, 2015
Reference 2012033467301data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/15/2013:
Reference 2011030636701data-portal.finra.org finra.org
Official designation
Securities and Exchange CommissionUS SEC Actions Due to Harmed InvestorsUnited States
sec.gov sec.gov

Identifiers1

Identifier	Number
ID number	2707354

Other names3

Also known as3

Anastasios P. “Tommy” BelesisANASTASIOS P BELESISAnastasios "Tommy" P. Belesis

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