Nex Systems
Person

ALLEN POND MECHAM

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/09/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080140993 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Allen Pond Mecham, Respondent General Securities Representative CRD No. 1929783 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Allen Pond Mecham (Mecham or Respondent) submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2008014099301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1929783

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