Nex Systems
Person

MATTHEW ANSON HODGE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/25/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013036184401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Matthew Anson Hodge (CRD No. 6034573), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Matthew Anson Hodge (''Hodge" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2013036184401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6034573

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