ASHLEY RENEE VUAGNIAUX

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/21/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070077039-01 TO: Department of Enforcement FINRA Re: Ashley Vuagniaux Investment Company and Variable Contracts Products Representative CRD No. 4480029 Pursuant to Rule 9216 of FINRA Code of Procedure, I, Ashley Vuagniaux (Vuagniaux) submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of
Reference 2007007703901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4480029

Other names1

Also known as1

ASHLEY VUAGNIAUX

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