Nex Systems
Person

LOUIS CESARIO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/09/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. LOUIS CESARIO (CRD NO. 22588035), RESPONDENT. DISCIPLINARY PROCEEDING No. 20070107207-01 HEARING OFFICER-LBB ORDER ACCEPTING OFFER OF SETTLEMENT Date: December 9, 2009 INTRODUCTION Disciplinary Proceeding No. 20070107207-01 was filed on September 11, 2009, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA")("Complainant"). Respondent Louis Cesario ("Cesario" or

    Reference 2007010720701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2588035

Other names1

Also known as1

LOUIS GARY CESARIO

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