Nex Systems
Person

SAMMY GAIL PAGE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/25/2011: ROVAKCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20110274545-01 TO: Office of Fraud Detection and Market Intelligence Financial Industry Regulatory Authority ("FINRA") RE: Sammy Gail Page, Respondent CRD No. 1640203 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure I, Sammy Gail Page ("Page" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2011027424501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1640203

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