Nex Systems
Person

BRIAN WILLIAM LIVINGSTON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/20/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008015186001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brian William Livingston, Respondent General Securities Representative CRD No. 1271034 and Michael Andrew Livingston General Securities Representative CRD No. 2525452 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Brian William Livingston and

    Reference 2008015186001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1271034

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