Michael Joseph Giannetti
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/22/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071546601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Michael Joseph Giannetti (Respondent) Former General Securities Representative CRD No. 5086716 Pursuant to FINRA Rule 9216, Respondent Michael Giannetti submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the
Reference 2021071546601data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5086716 |
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