ANTHONY J. ORLANDO JR.

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/29/2005: NASD OFFICE OF HEARING OFFICERS Market Regulation Department, Complainant, v. Anthony J. Orlando, Jr. (CRD No. 2839212) Respondent. Disciplinary Proceeding No. CMS 040165 Hearing Officer: SNB ORDER ACCEPTING OFFER OF SETTLEMENT OF ANTHONY J. ORLANDO, JR. Date: September 29, 2005 Disciplinary proceeding number CMS 040165 was filed on October 11, 2004 by the Department of Market Regulation of NASD ("Complainant"). Respondent
Reference CMS040165data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2497838

Other names1

Also known as1

ANTHONY JOHN ORLANDO, JR

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